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The Office of Sponsored Programs (OSP), Contract and Grant Administration (CGA), and Sponsored Programs Administration (SPA) will be observing MSU’s 2024 winter break from Tuesday, December 24, 2024 through Wednesday, January 1, 2025. OSP/CGA/SPA staff will not be working during this time and actions requiring our involvement (e.g. proposals, RPPRs, etc.) must be submitted to the appropriate office by noon on Friday, December 20, 2024.

The Office of Sponsored Programs (OSP), Contract and Grant Administration (CGA), and Sponsored Programs Administration (SPA) staff are observing MSU’s 2024 winter break from Tuesday, December 24, 2024 through Wednesday, January 1, 2025.

Happy Holidays!

Roles and Responsibilities Guidance for International Subaward Setup

These tables describe the roles and responsibilities of the individuals at MSU involved in international subawarding.1 The categories are not all inclusive but rather provide the primary activities and services needed for a successful Subaward. Subaward information should be submitted at the proposal stage (when possible).

Typically, the college/department Research Administrator (RA) is the liaison between the Office of Sponsored Programs (OSP) and Contract and Grant Administration (CGA) and the PI; however, in some instances, the PI may act in that lead role.

Contents:

Legend:

  • L = Lead Contact
  • R = Reviewer
  • * = Communicator with OSP/CGA

Subaward Compilation

Step 1 – Research Administrator/PI gathers and reviews information for Subaward compilation:

Step OSP/CGA PI RA Task
1.1     L  Requests from and works with the subrecipient on completing the Subrecipient Commitment Form, and upon receipt, ensures that all information is complete and accurate. 
1.2     L  From Subrecipient Commitment Form – When the Direct/Prime sponsor is Federal, check to make sure the Unique Entity Identifier (UEI) is listed.  If Subrecipient does not have one, assists subrecipient with obtaining one.  Note an Employer Identification Number (EIN) is not required to register for a UEI number. 
1.3     L  From Subrecipient Commitment Form – Checks to make sure Subrecipient Contact Information (PI name, address, and sponsored programs contact information) is on form.
1.4     L  From Subrecipient Commitment Form - Verifies subaward performance period
1.5     L  From Subrecipient Commitment Form - Confirms project title
1.6     L  From Subrecipient Commitment Form - If available, collects Negotiated Indirect Cost Rate Agreement (NICRA) and confirms rate on agreement with Budget. If a NICRA is not available, the subrecipient may be able to use the de minimus rate of 10% for federally funded projects. Verify with the agency guidelines or restrictions, RFP, and/or award.
1.7   L R*  Reviews and confirms statement of work
1.8   R L  Reviews and consults with subrecipient on Budget (including cost share if applicable) & Budget Justification
1.9   R L  REGULATORY APPROVALS:  Collects human subject approval or animal use approval if applicable to the project.  If prime award is from the National Science Foundation (NSF), a Public Health Service (PHS) agency, Department of Energy (DOE) or National Aeronautics and Space Administration (NASA), verify the subaward entity has a compliant Conflict of Interest policy. Conflict of Interest Business Procedure FAQs.
1.10   R L  Requests recent subrecipient audit information, verifies audit is within 21 months of end of fiscal year for which the financial audit is issued and is in English or certified English translation.
1.11   L R*  Confirms type of work subrecipient will be conducting (research, service, etc.)
1.12   L R*  Drafts plan of payment and schedule (if applicable). OSP/CGA will review/approve in Step 2.
1.13   R L  Submits a request to OSP/CGA to include a payment advance in a subaward, with the applicable approvals.
1.14   R L  Reviews, verifies salary/consultancy rates, and initials salary/consultancy rates on Employee Biographical Data Sheet (EBD). EBDs are only for USAID projects.
1.15     L  Check to make sure Subaward was included on Export Control and Open Research Review Worksheet (ECORRW), if applicable (normally required only for subawards issued in sanctioned countries)
1.16     L  Email all documents above to OSP/CGA2

Subaward Review

Step 2 – OSP/CGA reviews all information sent in Step 1 once ALL information is received and complete.

Step OSP/CGA PI RA Task
2.1 L      Reviews Subrecipient Commitment Form ensuring all information on form is complete and accurate
2.2 L      Checks to make sure DUNS number is listed (federal only).
2.3 L      Subrecipient Contact Information (PI name, address, sponsored programs contact information)
2.4 L      Ensures Subaward performance period is within MSU’s project period
2.5 L      Verifies project title is on form
2.6 L      Reviews statement of work
2.7 L      Reviews Budget (including cost share if applicable) & Budget Justification for allowability and accuracy
2.8 L      Confirms Negotiated Indirect Cost Rate Agreement, NICRA, (if applicable) with budget and validates effective period on NICRA
2.9 L      Verifies with IRB/IACUC that the subrecipient’s scope of work was approved under MSU’s protocol (if applicable).
2.10 L      Ensures COI forms are complete (if applicable).
2.11 L      Checks Visual Compliance to be sure there are no known country restrictions or entity restrictions with the subrecipient.
2.12 L      Checks ECORRW for Subaward review or if Visual Compliance check requires an approval from the Office of Export Control and Trade Sanctions (ECTS), asks the PI to complete the form.
2.13 L      Reviews subrecipient recent audit information and assesses risk level
2.14 L      Confirms type of work subrecipient will be conducting (research, service, etc.)
2.15 L      Finalizes plan of payment and schedule (if applicable)
2.16 L      Files payment Advance request, ensuring all appropriate approvals are on request.
2.17 L      Reviews salary/consultancy rates for reasonableness, checks for initials from Research Administrator/PI on Employee Biographical Data Sheet (USAID only) and files for audit documentation
2.18 L      Files PDF copy of SAM’s website search results demonstrating delinquent debt record for subrecipient
2.19 L      Writes Subaward (estimated 10-15 business days after all correct documentation has been received).
2.20 L      Emails draft Subaward to Research Administrator for PI/RA approval

Finalization of Subaward Terms

Step 3 – OSP/CGA and Research Administrator/PI finalize the terms of the Subaward with the Subawardee

Step OSP/CGA PI RA Task
3.1   L R*  Approves draft Subaward and sends confirmation of approval to OSP/CGA
3.2     L3  Approves draft Subaward and sends confirmation of approval to OSP/CGA
3.3 L      Negotiates legal terms of the subaward
3.4   L R  Negotiates programmatic terms of the subaward
3.5 L      Executes Subaward for MSU
3.6 L      Emails a copy of the fully executed Subaward to the RA and PI.
3.7     L4  Emails a copy of the fully executed Subaward to the subrecipient.

Subaward Setup

Step 4 – Subaward is setup by CGA

1 This tool was developed by SPA/OSP/CGA with input from research administrators. The roles and responsibilities may vary by unit/department/college.

2 If the sponsor funding the award is a member of the Federal Demonstration Partnership (FDP), CGA is responsible for the tasks in Steps 2 and 3 assigned to “OSP/CGA”.  For all non-FDP sponsor, OSP performs the tasks in Steps 2 and 3 assigned to “OSP/CGA”.

3 CGA is the Lead Contact for FDP subawards for this task.

4 CGA is the Lead Contact for FDP subawards for this task.

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